Duties and Responsibilities:

• Liaising with Global Compliance Teams ensuring standards are consistent and discussing and reviewing issues as necessary.
• Working in partnership to improve processes and procedures to reduce regulatory risk.
• Involved in Global Regulatory reporting project.
• Ensuring compliance with major shareholding requirements and oversee the team.
• Preparing reports for management as required.
• Leading, motivating and developing Compliance staff.

Experience and Qualifications:

• Compliance, Accounting or Legal background advantageous. 
• Advanced Excel skills.
• Management experience.
• Regulatory exams including IOC / IMC.

Skills:

• Knowledge of the DTR rules in the UK.
• Business systems knowledge.
• Effective communication skills.
• Detailed financial services knowledge.
• Knowledge of asset classes.